Ghanshyam Shares

& Stock Brokers Pvt. Ltd.

  1. Investor Charter.pdf
  2. Policy on CLD modification (Client_code_modification_policy & Error Account Policy).pdf
  3. Internal Control-Policy & Procedures.pdf
  4. PMLA POLICY.PDF
  5. POLICIES AND PROCEDURES FOR CLIENT DEALINGS.PDF
  6. POLICY OF CONFLICT OF INTEREST.PDF
  7. POLICY ON IDENTIFICATION OF BENEFICIAL OWNERSHIP OF CLIENT'S.PDF
  8. POLICY ON SETTING OF LIMITS FOR TERMINALS.PDF
  9. Policy on Surveillance of Transaction Alerts.pdf
  10. Policy regarding treatment of Inactive Dormant accounts.pdf
  11. Policy w.r.t NISM Series VII-Securities Operation & Risk Management (SORM).pdf
  12. Policy_Internal_Trading.pdf
  13. Pre funded policy.pdf
  14. R M S.PDF
  15. risk-management-policy.pdf
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